Balancing Treatment Allocation over Continuous Covariates: A New Imbalance Measure for Minimization

In many clinical trials, it is important to balance treatment allocation over covariates. Although a great many papers have been published on balancing over discrete covariates, the procedures for continuous covariates have been less well studied. Traditionally, a continuous covariate usually needs...

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Main Authors: Yanqing Hu, Feifang Hu
Format: Article
Language:English
Published: Wiley 2012-01-01
Series:Journal of Probability and Statistics
Online Access:http://dx.doi.org/10.1155/2012/842369
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author Yanqing Hu
Feifang Hu
author_facet Yanqing Hu
Feifang Hu
author_sort Yanqing Hu
collection DOAJ
description In many clinical trials, it is important to balance treatment allocation over covariates. Although a great many papers have been published on balancing over discrete covariates, the procedures for continuous covariates have been less well studied. Traditionally, a continuous covariate usually needs to be transformed to a discrete one by splitting its range into several categories. Such practice may lead to loss of information and is susceptible to misspecification of covariate distribution. The more recent papers seek to define an imbalance measure that preserves the nature of continuous covariates and set the allocation rule in order to minimize that measure. We propose a new design, which defines the imbalance measure by the maximum assignment difference when all possible divisions of the covariate range are considered. This measure depends only on ranks of the covariate values and is therefore free of covariate distribution. In addition, we developed an efficient algorithm to implement the new procedure. By simulation studies we show that the new procedure is able to keep good balance properties in comparison with other popular designs.
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spelling doaj-art-f43a175e98ac48f1a430f489b09b836f2025-02-03T06:13:53ZengWileyJournal of Probability and Statistics1687-952X1687-95382012-01-01201210.1155/2012/842369842369Balancing Treatment Allocation over Continuous Covariates: A New Imbalance Measure for MinimizationYanqing Hu0Feifang Hu1Department of Statistics, West Virginia University, Hodges Hall, Morgantown, WV 26506, USADepartment of Statistics, University of Virginia, Halsey Hall, Charlottesville, VA 22904, USAIn many clinical trials, it is important to balance treatment allocation over covariates. Although a great many papers have been published on balancing over discrete covariates, the procedures for continuous covariates have been less well studied. Traditionally, a continuous covariate usually needs to be transformed to a discrete one by splitting its range into several categories. Such practice may lead to loss of information and is susceptible to misspecification of covariate distribution. The more recent papers seek to define an imbalance measure that preserves the nature of continuous covariates and set the allocation rule in order to minimize that measure. We propose a new design, which defines the imbalance measure by the maximum assignment difference when all possible divisions of the covariate range are considered. This measure depends only on ranks of the covariate values and is therefore free of covariate distribution. In addition, we developed an efficient algorithm to implement the new procedure. By simulation studies we show that the new procedure is able to keep good balance properties in comparison with other popular designs.http://dx.doi.org/10.1155/2012/842369
spellingShingle Yanqing Hu
Feifang Hu
Balancing Treatment Allocation over Continuous Covariates: A New Imbalance Measure for Minimization
Journal of Probability and Statistics
title Balancing Treatment Allocation over Continuous Covariates: A New Imbalance Measure for Minimization
title_full Balancing Treatment Allocation over Continuous Covariates: A New Imbalance Measure for Minimization
title_fullStr Balancing Treatment Allocation over Continuous Covariates: A New Imbalance Measure for Minimization
title_full_unstemmed Balancing Treatment Allocation over Continuous Covariates: A New Imbalance Measure for Minimization
title_short Balancing Treatment Allocation over Continuous Covariates: A New Imbalance Measure for Minimization
title_sort balancing treatment allocation over continuous covariates a new imbalance measure for minimization
url http://dx.doi.org/10.1155/2012/842369
work_keys_str_mv AT yanqinghu balancingtreatmentallocationovercontinuouscovariatesanewimbalancemeasureforminimization
AT feifanghu balancingtreatmentallocationovercontinuouscovariatesanewimbalancemeasureforminimization