Collapsing or Not? A Practical Guide to Handling Sparse Responses for Polytomous Items

In ordinal data analysis, category collapse is the process of combining adjacent response options to create fewer response categories than were originally measured. When collapsing response categories, researchers need to be aware of inducing data-model misfit and of obtaining biased parameter estim...

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Main Authors: Yale Quan, Chun Wang
Format: Article
Language:English
Published: PsychOpen GOLD/ Leibniz Institute for Psychology 2025-03-01
Series:Methodology
Subjects:
Online Access:https://doi.org/10.5964/meth.14303
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author Yale Quan
Chun Wang
author_facet Yale Quan
Chun Wang
author_sort Yale Quan
collection DOAJ
description In ordinal data analysis, category collapse is the process of combining adjacent response options to create fewer response categories than were originally measured. When collapsing response categories, researchers need to be aware of inducing data-model misfit and of obtaining biased parameter estimates. Through mathematical derivation we show that category collapse induces data-model misfit when using Generalized Partial Credit IRT model (GPCM) generated data. This data-model misfit is not present when using Graded Response IRT model (GRM) generated data. Using simulation studies, we found that category collapse can indicate better data-model fit in GRM- and GPCM-generated data. In the case of GPCM data, this result is spurious and can lead practitioners to draw conclusions from models that do not fit the data well. Recovered GPCM IRT item parameters were also significantly biased. Recommendations for practitioners who wish to collapse categories are provided.
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spelling doaj-art-e4ff8e987eb74464b6c6e35fcd024bea2025-08-20T02:12:45ZengPsychOpen GOLD/ Leibniz Institute for PsychologyMethodology1614-22412025-03-01211467310.5964/meth.14303meth.14303Collapsing or Not? A Practical Guide to Handling Sparse Responses for Polytomous ItemsYale Quan0https://orcid.org/0000-0002-8582-7749Chun Wang1https://orcid.org/0000-0003-2695-9781College of Education, University of Washington, Seattle, WA, USACollege of Education, University of Washington, Seattle, WA, USAIn ordinal data analysis, category collapse is the process of combining adjacent response options to create fewer response categories than were originally measured. When collapsing response categories, researchers need to be aware of inducing data-model misfit and of obtaining biased parameter estimates. Through mathematical derivation we show that category collapse induces data-model misfit when using Generalized Partial Credit IRT model (GPCM) generated data. This data-model misfit is not present when using Graded Response IRT model (GRM) generated data. Using simulation studies, we found that category collapse can indicate better data-model fit in GRM- and GPCM-generated data. In the case of GPCM data, this result is spurious and can lead practitioners to draw conclusions from models that do not fit the data well. Recovered GPCM IRT item parameters were also significantly biased. Recommendations for practitioners who wish to collapse categories are provided.https://doi.org/10.5964/meth.14303category collapseitem response theorygeneralized partial credit modelparameter recoverydata-model fit
spellingShingle Yale Quan
Chun Wang
Collapsing or Not? A Practical Guide to Handling Sparse Responses for Polytomous Items
Methodology
category collapse
item response theory
generalized partial credit model
parameter recovery
data-model fit
title Collapsing or Not? A Practical Guide to Handling Sparse Responses for Polytomous Items
title_full Collapsing or Not? A Practical Guide to Handling Sparse Responses for Polytomous Items
title_fullStr Collapsing or Not? A Practical Guide to Handling Sparse Responses for Polytomous Items
title_full_unstemmed Collapsing or Not? A Practical Guide to Handling Sparse Responses for Polytomous Items
title_short Collapsing or Not? A Practical Guide to Handling Sparse Responses for Polytomous Items
title_sort collapsing or not a practical guide to handling sparse responses for polytomous items
topic category collapse
item response theory
generalized partial credit model
parameter recovery
data-model fit
url https://doi.org/10.5964/meth.14303
work_keys_str_mv AT yalequan collapsingornotapracticalguidetohandlingsparseresponsesforpolytomousitems
AT chunwang collapsingornotapracticalguidetohandlingsparseresponsesforpolytomousitems