A theory of change to improve conservation outcomes through CITES

Understanding the effectiveness of Multilateral Environmental Agreements (MEAs) is critical to addressing international environmental issues. Here we articulate the implied theory of change (ToC) underpinning the design and operation of CITES (Convention on International Trade in Endangered Species...

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Main Authors: Daniel W. S. Challender, Michael ’t Sas-Rolfes, Steven Broad, E. J. Milner-Gulland
Format: Article
Language:English
Published: Frontiers Media S.A. 2025-02-01
Series:Frontiers in Ecology and Evolution
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Online Access:https://www.frontiersin.org/articles/10.3389/fevo.2025.1425267/full
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author Daniel W. S. Challender
Daniel W. S. Challender
Michael ’t Sas-Rolfes
Michael ’t Sas-Rolfes
Michael ’t Sas-Rolfes
Steven Broad
E. J. Milner-Gulland
E. J. Milner-Gulland
author_facet Daniel W. S. Challender
Daniel W. S. Challender
Michael ’t Sas-Rolfes
Michael ’t Sas-Rolfes
Michael ’t Sas-Rolfes
Steven Broad
E. J. Milner-Gulland
E. J. Milner-Gulland
author_sort Daniel W. S. Challender
collection DOAJ
description Understanding the effectiveness of Multilateral Environmental Agreements (MEAs) is critical to addressing international environmental issues. Here we articulate the implied theory of change (ToC) underpinning the design and operation of CITES (Convention on International Trade in Endangered Species of Wild Fauna and Flora), based on an analysis of the Convention’s documented evolution. We use this as a framework to critically evaluate the effectiveness of the Convention, with respect to its stated aims, using a range of theoretical and empirical insights. Although achieving success in various ways, CITES is proving ineffective at deterring illegal and/or unsustainable exploitation of many listed species for international trade, which we attribute to implementation and compliance issues and the Convention’s design, including a principal focus on deterrence through state-led law enforcement. Informed by this analysis we develop a modified ToC which could support more effective implementation of CITES. This ToC is intended for application at the species level and incorporates an in-depth examination of the social-ecological systems (SESs) within which species are harvested, used, and traded. This species-system ToC explicitly considers formal and informal institutions, and the use of institutional diagnostics to inform potential revisions to institutional arrangements along supply chains. We argue that taking this approach when considering whether and how to implement trade measures under CITES could enhance the effectiveness of these measures in reducing overexploitation and support legal, traceable, and more ecologically and socially sustainable international trade in wild species. Finally, we highlight the role that CITES could play in the broader global biodiversity governance regime; better alignment with other relevant MEAs could lead to more effective biodiversity conservation overall.
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spelling doaj-art-e373397880404a748b6b85b1ac7cfc692025-02-03T15:10:01ZengFrontiers Media S.A.Frontiers in Ecology and Evolution2296-701X2025-02-011310.3389/fevo.2025.14252671425267A theory of change to improve conservation outcomes through CITESDaniel W. S. Challender0Daniel W. S. Challender1Michael ’t Sas-Rolfes2Michael ’t Sas-Rolfes3Michael ’t Sas-Rolfes4Steven Broad5E. J. Milner-Gulland6E. J. Milner-Gulland7Interdisciplinary Centre for Conservation Science (ICCS), Department of Biology, University of Oxford, Oxford, United KingdomOxford Martin School, University of Oxford, Oxford, United KingdomInterdisciplinary Centre for Conservation Science (ICCS), Department of Biology, University of Oxford, Oxford, United KingdomOxford Martin School, University of Oxford, Oxford, United KingdomSchool of Geography and the Environment, University of Oxford, Oxford, United KingdomIndependent Consultant–Trade, Nature, Strategy, Cambridge, United KingdomInterdisciplinary Centre for Conservation Science (ICCS), Department of Biology, University of Oxford, Oxford, United KingdomOxford Martin School, University of Oxford, Oxford, United KingdomUnderstanding the effectiveness of Multilateral Environmental Agreements (MEAs) is critical to addressing international environmental issues. Here we articulate the implied theory of change (ToC) underpinning the design and operation of CITES (Convention on International Trade in Endangered Species of Wild Fauna and Flora), based on an analysis of the Convention’s documented evolution. We use this as a framework to critically evaluate the effectiveness of the Convention, with respect to its stated aims, using a range of theoretical and empirical insights. Although achieving success in various ways, CITES is proving ineffective at deterring illegal and/or unsustainable exploitation of many listed species for international trade, which we attribute to implementation and compliance issues and the Convention’s design, including a principal focus on deterrence through state-led law enforcement. Informed by this analysis we develop a modified ToC which could support more effective implementation of CITES. This ToC is intended for application at the species level and incorporates an in-depth examination of the social-ecological systems (SESs) within which species are harvested, used, and traded. This species-system ToC explicitly considers formal and informal institutions, and the use of institutional diagnostics to inform potential revisions to institutional arrangements along supply chains. We argue that taking this approach when considering whether and how to implement trade measures under CITES could enhance the effectiveness of these measures in reducing overexploitation and support legal, traceable, and more ecologically and socially sustainable international trade in wild species. Finally, we highlight the role that CITES could play in the broader global biodiversity governance regime; better alignment with other relevant MEAs could lead to more effective biodiversity conservation overall.https://www.frontiersin.org/articles/10.3389/fevo.2025.1425267/fullCITESeffectivenessgovernanceinstitutional diagnosticspolicysocial-ecological system
spellingShingle Daniel W. S. Challender
Daniel W. S. Challender
Michael ’t Sas-Rolfes
Michael ’t Sas-Rolfes
Michael ’t Sas-Rolfes
Steven Broad
E. J. Milner-Gulland
E. J. Milner-Gulland
A theory of change to improve conservation outcomes through CITES
Frontiers in Ecology and Evolution
CITES
effectiveness
governance
institutional diagnostics
policy
social-ecological system
title A theory of change to improve conservation outcomes through CITES
title_full A theory of change to improve conservation outcomes through CITES
title_fullStr A theory of change to improve conservation outcomes through CITES
title_full_unstemmed A theory of change to improve conservation outcomes through CITES
title_short A theory of change to improve conservation outcomes through CITES
title_sort theory of change to improve conservation outcomes through cites
topic CITES
effectiveness
governance
institutional diagnostics
policy
social-ecological system
url https://www.frontiersin.org/articles/10.3389/fevo.2025.1425267/full
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