SOC and SOH Prediction of Lithium‐Ion Batteries Based on LSTM–AUKF Joint Algorithm

ABSTRACT Lithium batteries are increasingly favored for energy storage due to their high energy density, long cycle life, and robust charge and discharge rates. However, safety concerns necessitate the implementation of a battery management system (BMS) to monitor battery status, maintain energy bal...

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Main Authors: Yancheng Song, Jiaqi Lu, Huai Zhang, Guangjun Liu
Format: Article
Language:English
Published: Wiley 2025-01-01
Series:Energy Science & Engineering
Subjects:
Online Access:https://doi.org/10.1002/ese3.1992
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author Yancheng Song
Jiaqi Lu
Huai Zhang
Guangjun Liu
author_facet Yancheng Song
Jiaqi Lu
Huai Zhang
Guangjun Liu
author_sort Yancheng Song
collection DOAJ
description ABSTRACT Lithium batteries are increasingly favored for energy storage due to their high energy density, long cycle life, and robust charge and discharge rates. However, safety concerns necessitate the implementation of a battery management system (BMS) to monitor battery status, maintain energy balance, and provide failure warnings to ensure safe operation. This paper proposes an efficient BMS for high‐voltage, high‐current lithium battery energy storage. The approach leverages a multihead‐attention‐enhanced long short‐term memory (LSTM) neural network combined with an adaptive unscented Kalman filter to accurately calculate the battery's state of charge (SOC) and state of health (SOH). To improve accuracy, various factors such as temperature and internal resistance were considered. The algorithm was validated through hardware and simulation experiments, with experimental data compared to estimation results to demonstrate its precision. The findings show strong convergence and tracking capabilities, with SOC estimation presenting a maximum error of 1.5% and SOH estimation a maximum error of under 0.4%. We expect that this approach will allow for a more refined evaluation of SOC and SOH in lithium‐ion batteries, potentially improving Li‐ion battery system management.
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institution Kabale University
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publishDate 2025-01-01
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spelling doaj-art-6452e9ebedb94b30898446af84a47e452025-01-21T11:38:24ZengWileyEnergy Science & Engineering2050-05052025-01-0113124025410.1002/ese3.1992SOC and SOH Prediction of Lithium‐Ion Batteries Based on LSTM–AUKF Joint AlgorithmYancheng Song0Jiaqi Lu1Huai Zhang2Guangjun Liu3School of Mechanical Engineering Tongji University Shanghai ChinaSchool of Mechanical Engineering Tongji University Shanghai ChinaWuhu ChuRui Intelligent Technology Co., Ltd. Wuhu ChinaSchool of Mechanical Engineering Tongji University Shanghai ChinaABSTRACT Lithium batteries are increasingly favored for energy storage due to their high energy density, long cycle life, and robust charge and discharge rates. However, safety concerns necessitate the implementation of a battery management system (BMS) to monitor battery status, maintain energy balance, and provide failure warnings to ensure safe operation. This paper proposes an efficient BMS for high‐voltage, high‐current lithium battery energy storage. The approach leverages a multihead‐attention‐enhanced long short‐term memory (LSTM) neural network combined with an adaptive unscented Kalman filter to accurately calculate the battery's state of charge (SOC) and state of health (SOH). To improve accuracy, various factors such as temperature and internal resistance were considered. The algorithm was validated through hardware and simulation experiments, with experimental data compared to estimation results to demonstrate its precision. The findings show strong convergence and tracking capabilities, with SOC estimation presenting a maximum error of 1.5% and SOH estimation a maximum error of under 0.4%. We expect that this approach will allow for a more refined evaluation of SOC and SOH in lithium‐ion batteries, potentially improving Li‐ion battery system management.https://doi.org/10.1002/ese3.1992AUKFLSTMnumber‐model fusion methodSOC and SOH prediction
spellingShingle Yancheng Song
Jiaqi Lu
Huai Zhang
Guangjun Liu
SOC and SOH Prediction of Lithium‐Ion Batteries Based on LSTM–AUKF Joint Algorithm
Energy Science & Engineering
AUKF
LSTM
number‐model fusion method
SOC and SOH prediction
title SOC and SOH Prediction of Lithium‐Ion Batteries Based on LSTM–AUKF Joint Algorithm
title_full SOC and SOH Prediction of Lithium‐Ion Batteries Based on LSTM–AUKF Joint Algorithm
title_fullStr SOC and SOH Prediction of Lithium‐Ion Batteries Based on LSTM–AUKF Joint Algorithm
title_full_unstemmed SOC and SOH Prediction of Lithium‐Ion Batteries Based on LSTM–AUKF Joint Algorithm
title_short SOC and SOH Prediction of Lithium‐Ion Batteries Based on LSTM–AUKF Joint Algorithm
title_sort soc and soh prediction of lithium ion batteries based on lstm aukf joint algorithm
topic AUKF
LSTM
number‐model fusion method
SOC and SOH prediction
url https://doi.org/10.1002/ese3.1992
work_keys_str_mv AT yanchengsong socandsohpredictionoflithiumionbatteriesbasedonlstmaukfjointalgorithm
AT jiaqilu socandsohpredictionoflithiumionbatteriesbasedonlstmaukfjointalgorithm
AT huaizhang socandsohpredictionoflithiumionbatteriesbasedonlstmaukfjointalgorithm
AT guangjunliu socandsohpredictionoflithiumionbatteriesbasedonlstmaukfjointalgorithm