Machine Learning-Based Lithium Battery State of Health Prediction Research

To address the problem of predicting the state of health (SOH) of lithium-ion batteries, this study develops three models optimized using the particle swarm optimization (PSO) algorithm, including the long short-term memory (LSTM) network, convolutional neural network (CNN), and support vector regre...

Full description

Saved in:
Bibliographic Details
Main Authors: Kun Li, Xinling Chen
Format: Article
Language:English
Published: MDPI AG 2025-01-01
Series:Applied Sciences
Subjects:
Online Access:https://www.mdpi.com/2076-3417/15/2/516
Tags: Add Tag
No Tags, Be the first to tag this record!
_version_ 1832589255594999808
author Kun Li
Xinling Chen
author_facet Kun Li
Xinling Chen
author_sort Kun Li
collection DOAJ
description To address the problem of predicting the state of health (SOH) of lithium-ion batteries, this study develops three models optimized using the particle swarm optimization (PSO) algorithm, including the long short-term memory (LSTM) network, convolutional neural network (CNN), and support vector regression (SVR), for accurate SOH estimation. Key features were extracted by analyzing the temperature, voltage, and current curves of the battery, and health factors with high correlation to SOH were selected as model inputs using the Pearson correlation coefficient. The PSO algorithm was employed to optimize model parameters, resulting in the construction of three predictive models: PSO-LSTM, PSO-CNN, and PSO-SVR. The models were validated using the NASA PCoE battery aging datasets B0005, B0006, and B0007, with prediction accuracy evaluated based on Root Mean Square Error (RMSE), Mean Absolute Error (MAE), Mean Absolute Percentage Error (MAPE), and Coefficient of Determination (R<sup>2</sup>). Results indicate that the optimized models achieved significant improvements in prediction accuracy, with RMSE and MAE reduced by over 0.5%, a minimum reduction of 38% in MAPE, and R<sup>2</sup> exceeding 0.8, demonstrating strong fitting capabilities and validating the effectiveness of the PSO strategy. Among the three models, PSO-LSTM exhibited the best predictive performance, achieving a minimum MAE of 0.67%, RMSE of 0.94%, MAPE of 45.82%, and R<sup>2</sup> as high as 0.9298 across the three datasets. These findings suggest that the PSO-LSTM model provides a robust reference for accurate SOH prediction of lithium-ion batteries and shows promising potential for practical applications.
format Article
id doaj-art-4c2b4a1512fa4ffb8a93873a3f881096
institution Kabale University
issn 2076-3417
language English
publishDate 2025-01-01
publisher MDPI AG
record_format Article
series Applied Sciences
spelling doaj-art-4c2b4a1512fa4ffb8a93873a3f8810962025-01-24T13:19:38ZengMDPI AGApplied Sciences2076-34172025-01-0115251610.3390/app15020516Machine Learning-Based Lithium Battery State of Health Prediction ResearchKun Li0Xinling Chen1School of Economics and Management, Tiangong University, Tianjin 300387, ChinaSchool of Economics and Management, Tiangong University, Tianjin 300387, ChinaTo address the problem of predicting the state of health (SOH) of lithium-ion batteries, this study develops three models optimized using the particle swarm optimization (PSO) algorithm, including the long short-term memory (LSTM) network, convolutional neural network (CNN), and support vector regression (SVR), for accurate SOH estimation. Key features were extracted by analyzing the temperature, voltage, and current curves of the battery, and health factors with high correlation to SOH were selected as model inputs using the Pearson correlation coefficient. The PSO algorithm was employed to optimize model parameters, resulting in the construction of three predictive models: PSO-LSTM, PSO-CNN, and PSO-SVR. The models were validated using the NASA PCoE battery aging datasets B0005, B0006, and B0007, with prediction accuracy evaluated based on Root Mean Square Error (RMSE), Mean Absolute Error (MAE), Mean Absolute Percentage Error (MAPE), and Coefficient of Determination (R<sup>2</sup>). Results indicate that the optimized models achieved significant improvements in prediction accuracy, with RMSE and MAE reduced by over 0.5%, a minimum reduction of 38% in MAPE, and R<sup>2</sup> exceeding 0.8, demonstrating strong fitting capabilities and validating the effectiveness of the PSO strategy. Among the three models, PSO-LSTM exhibited the best predictive performance, achieving a minimum MAE of 0.67%, RMSE of 0.94%, MAPE of 45.82%, and R<sup>2</sup> as high as 0.9298 across the three datasets. These findings suggest that the PSO-LSTM model provides a robust reference for accurate SOH prediction of lithium-ion batteries and shows promising potential for practical applications.https://www.mdpi.com/2076-3417/15/2/516lithium-ion battery state of healthneural network modelparticle swarm algorithmsupport vector regression
spellingShingle Kun Li
Xinling Chen
Machine Learning-Based Lithium Battery State of Health Prediction Research
Applied Sciences
lithium-ion battery state of health
neural network model
particle swarm algorithm
support vector regression
title Machine Learning-Based Lithium Battery State of Health Prediction Research
title_full Machine Learning-Based Lithium Battery State of Health Prediction Research
title_fullStr Machine Learning-Based Lithium Battery State of Health Prediction Research
title_full_unstemmed Machine Learning-Based Lithium Battery State of Health Prediction Research
title_short Machine Learning-Based Lithium Battery State of Health Prediction Research
title_sort machine learning based lithium battery state of health prediction research
topic lithium-ion battery state of health
neural network model
particle swarm algorithm
support vector regression
url https://www.mdpi.com/2076-3417/15/2/516
work_keys_str_mv AT kunli machinelearningbasedlithiumbatterystateofhealthpredictionresearch
AT xinlingchen machinelearningbasedlithiumbatterystateofhealthpredictionresearch